Dale’s Solo Investors Podcast LLC

I am your trusted resource for educational content on individual stock analysis. My mission is to help listeners enhance their ability to analyze stocks independently, identify deeply undervalued opportunities, and explore securities that may be overlooked by the broader investing public. _______________________________________________________________________________________________________________________________________________________________________ What the Podcast Offers: On-the-Ground Research – The podcast incorporates firsthand insights gathered from direct engagement with businesses, industry professionals, and consumer trends. By speaking with employees, customers, and industry leaders, Dale gains a deeper understanding of a company’s operations, competitive positioning, and long-term potential. Dale mainly researches publicly traded companies. --------------------- Deep-Dive Stock Analysis – Dale will break down individual stocks using fundamental analysis and unique financial ratios like the CAEE ratio. Dale regularly looks at a company’s financials, management, and long-term potential. --------------------- Investment Strategy Discussions – Exploring different investment philosophies, valuation methods, and risk management techniques is a common focus of the podcast. --------------------- Educational Content – Explaining key financial concepts, valuation metrics, and investment principles. --------------------- Listener Q&A Sessions – Dale sometimes addresses questions from the audience. Email Dale questions at dale@soloinvestorspodcast.com or follow Dale on Instagram @Dales_Solo_Investors_Podcast. --------------------- Case Studies & Historical Reviews – Learn from past market events and legendary investors to refine your investment approach. --------------------- Risk Assessment & Portfolio Management Insights – Dale discusses ways to evaluate risk, build diversified portfolios, and manage investments effectively. _________________________________________________________________________________________________________________________________________________________________________ Meet the Host: Prior to launching the podcast, Dale worked as a Vice President, Senior Financial Consultant at Charles Schwab. Dale spent over a decade assisting clients and guiding investors toward valuable tools and resources to navigate the financial markets. His extensive experience in the brokerage industry has provided him with valuable insights into how everyday investors can leverage professional-grade resources. Now, through his podcast, Dale shares his approach to investing with a wider audience, breaking down complex financial topics and discussing his fundamental analysis style. Dale’s investment philosophy focuses on businesses with stable, predictable revenue streams, often in niche markets with limited competition, avoiding companies with unpredictable earnings. Whether you’re a seasoned investor or just getting started, Dale’s mission is to provide insights and educational content that empower listeners to invest with confidence. (This podcast is not affiliated with, endorsed by, or sponsored by Charles Schwab or TD Ameritrade.) ______________________________________________________________________________________________________________________________________________________________________________________ IMPORTANT DISCLAIMERS AND DISCLOSURES: -------------------- This is the podcast portion of my business -------------------- Not Investment Advice: The information provided by Dale’s Solo Investors Podcast LLC is for educational and informational purposes only and should not be construed as financial, investment, or trading advice. Dale’s Solo Investors Podcast LLC is not a registered investment advisor, broker, or financial professional. Always conduct your own research and consult with a licensed financial professional before making any investment decisions. The discussions on this podcast should not be considered as an individual recommendation or a research report. --------------------- No Client Relationship: Engaging with my content does not create any fiduciary relationship or professional advisory relationship between Dale’s Solo Investors Podcast LLC and the listener. --------------------- SEC Compliance: Dale’s Solo Investors Podcast LLC is not registered with the U.S. Securities and Exchange Commission (SEC) or any state securities regulator. Dale’s Solo Investors Podcast LLC does not offer investment advisory services, manage client assets, execute trades, or provide personalized investment recommendations. All content is for educational and informational purposes only and should not be relied upon for investment decisions. --------------------- Personal Views: The views and opinions expressed on this podcast are solely my own and are provided for informational purposes only. They should not be considered investment advice or a recommendation to buy or sell any specific securities. My views do not necessarily reflect my current portfolio holdings and may change at any time. --------------------- Conflict of Interest Disclosure: Dale’s Solo Investors Podcast LLC may discuss securities that I currently own, have owned, or may own in the future. This creates a potential conflict of interest, as I may financially benefit if listeners choose to invest in securities mentioned on the podcast. I am under no obligation to disclose when I buy, sell, or change a position in a security. All discussions are based on publicly available information and do not involve non-public, material information. Listeners are encouraged to conduct their own research and consult a qualified financial professional before making any investment decisions. --------------------- Professional Disclaimer: Dale’s Solo Investors Podcast LLC is not a licensed investment advisor. Dale’s Solo Investors Podcast LLC is not a registered broker. Dale’s Solo Investors Podcast LLC is not an attorney. Dale’s Solo Investors Podcast LLC is not an accountant. Nothing on the podcast, website, or any associated platform should be considered legal, accounting, or tax advice. The content shared on the podcast, or the website, or any of the associated platforms is for informational purposes only and should not be considered a substitute for personalized investment advice. This podcast is not affiliated with, endorsed by, or sponsored by Charles Schwab, TD Ameritrade, or any other financial institution. --------------------- Risk Disclaimer: There is risk with investing. Any listener should ensure that any investment decisions are appropriate for their individual financial situation, goals, and risk tolerance. Before making any investment decisions, it is essential to consult with a qualified financial professional who can provide tailored guidance. I make no guarantees of investment performance. Past performance is not indicative of future results. --------------------- Accuracy & Reliability Disclaimer: The information provided on Dale’s Solo Investors Podcast is for informational and educational purposes only. While I strive to provide accurate and up-to-date information, I make no guarantees or warranties, express or implied, regarding the accuracy, completeness, or reliability of the information shared. Any opinions expressed are my own and are subject to change at any time. --------------------- Affiliate & Endorsement Disclaimer: Dale’s Solo Investors Podcast LLC may engage in affiliate marketing, sponsorships, and referral partnerships with third-party service providers. Dale’s Solo Investors Podcast LLC may receive compensation, commissions, or referral fees from third-party platforms, including, but not limited to, investment research services, insurance firms, mortgage lenders, brokerage firms, or financial tools mentioned on the podcast. In such partnerships, the Company may receive compensation, commissions, or referral fees for referring clients, listeners, or customers to such third-party services. The Company is not responsible for the actions, advice, or services provided by any third-party partner and is not acting as a licensed advisor or intermediary. All referral activities will comply with applicable state and federal regulations, and the Company will ensure all necessary disclosures are made to clients and listeners in accordance with legal and ethical standards. Any compensation received does not influence the opinions expressed on the podcast or website. I strive for objectivity but encourage listeners to consider potential conflicts of interest and conduct their own due diligence when evaluating any mentioned product or service. Any mention of specific stocks, securities, or investment strategies on the podcast is for discussion and educational purposes only. Dale’s Solo Investors Podcast LLC does not provide personalized investment recommendations or guarantee the performance of any financial product. --------------------- Legal Separation & Liability Protection: Dale’s Solo Investors Podcast LLC operates as a legally recognized limited liability company. The company is structured to maintain a clear separation between personal activities and business activities to ensure compliance with LLC liability protections. Dale’s Solo Investors Podcast LLC is structured as a limited liability company (LLC) to provide legal separation between the business and personal assets of its members. The LLC status limits personal liability for business debts and obligations. Any statements made by guests or the host reflect personal opinions and do not represent the official views or obligations of the LLC, which is maintained to protect the personal assets of its members. Any statements made are for informational purposes only and should not be considered investment advice or an official position of Dale’s Solo Investors Podcast LLC. I make no warranties or guarantees regarding the accuracy of any statements made on the podcast. Listeners should independently verify all information before making financial decisions. Listeners are responsible for conducting their own due diligence before making financial decisions. ___________________________________________________________________________________________________________________________________________________________ Privacy Policy: Effective Date: 3/2/2025 -------------------- Dale’s Solo Investors Podcast LLC (”Company,” ”we,” ”our,” ”me” , or ”us”) respects your privacy and is committed to protecting your personal information. We do not sell your personal information. We may share information with trusted third parties for business purposes, including referral programs, affiliate marketing, and legal compliance. We may also share information if required by law or to comply with legal processes. By using our website, podcast, and associated services, you agree to the terms of this Privacy Policy. --------------------- 1. Information We Collect: Personal Information: When you interact with us (e.g., by subscribing, submitting inquiries, or signing up for referrals), we may collect your name, email, phone number, and other contact details. Usage Data: We collect information about your interactions with our website, podcast, and referral services through cookies, log files, and analytics tools. Third-Party Data: If you engage with our referral partners (such as insurance firms or mortgage lenders), they may share information with us regarding the outcome of your interaction. --------------------- 2. How We Use Your Information: To provide and improve our services. To facilitate referral partnerships and potential commissions. To comply with legal obligations and enforce our policies. To communicate with you about services, offers, or updates. --------------------- 3. Information Sharing: We do not sell your personal information. We may share information with trusted third parties for business purposes, including referral programs, affiliate marketing, and legal compliance. --------------------- 4. Data Security & Retention: We implement industry-standard security measures to protect your data. However, no method of data transmission is 100% secure. We retain data as necessary for business, legal, and security purposes. --------------------- 5. Your Rights: You may request access, correction, or deletion of your personal data by contacting us at dale@soloinvestorspodcast.com . _____________________________________________________________________________________________________________________________________________________________ Terms of Use: --------------------- 1. Acceptance of Terms: By accessing Dale’s Solo Investors Podcast LLC’s website, podcast, or referral services, you agree to these Terms of Use. If you do not agree, do not use our services. --------------------- 2. Limited Liability: The Company is not responsible for any financial decisions made based on our content. We do not provide personalized investment advice, legal, or tax services. You acknowledge that all decisions are made at your own risk. --------------------- 3. Referral & Affiliate Relationships: We may receive compensation for referring users to third-party insurance or mortgage providers. We do not guarantee the quality, pricing, or terms of third-party services. Listeners are encouraged to perform their own due diligence before making any financial commitments. Users must independently verify any provider before making financial commitments. --------------------- 4. Intellectual Property: All content, including but not limited to podcasts, articles, and website materials, is owned by the Company and may not be reproduced without our consent. _____________________________________________________________________________________________________________________________________________________________ Arbitration Provision --------------------- Binding Arbitration: Any dispute arising out of or related to the content, services, or partnerships associated with Dale’s Solo Investors Podcast LLC (the “Company”) shall be exclusively resolved through binding arbitration under the rules of the American Arbitration Association (AAA). This includes, but is not limited to, disputes regarding podcast content, services provided, affiliate and referral relationships, and any other matters directly related to the operation of the podcast. --------------------- Venue & Governing Law: Arbitration shall take place in Missouri, and Missouri law shall apply. --------------------- Arbitrator Selection: The arbitrator shall be selected by the Company from a panel of experienced commercial dispute arbitrators. --------------------- Limitation of Liability: The arbitrator may only award actual, out-of-pocket damages. Punitive, consequential, and indirect damages are strictly prohibited. --------------------- Class Action Waiver: You waive the right to participate in any class-action lawsuit against the Company related to podcast content, services, or partnerships. --------------------- Costs & Fees: Each party shall bear its own legal fees unless the claim is deemed frivolous, in which case the claimant shall pay the Company’s costs. --------------------- Statute of Limitations: Any claim must be filed within one (1) year of the alleged event or it is permanently barred. --------------------- Injunctive Relief: The Company may seek court relief for intellectual property disputes or unauthorized use of its content, outside of arbitration. _______________________________________________________________________________________________________________________________________________________________ E-SIGN Consent: --------------------- By submitting a request for contact, referral, or other services via our website, email, or text message, you agree to the following: --------------------- Consent to Electronic Communications: You authorize the Company and its affiliates to send communications via email, SMS, or other electronic means. --------------------- Opt-Out Rights: You may revoke your consent at any time by replying ”STOP” to SMS messages or contacting us directly at 913-717-7029. --------------------- No Purchase Required: Your consent is not a condition of purchasing goods or services. --------------------- By listening to the podcast or engaging with our services, you affirm that you have read and agree to this Privacy Policy, Terms of Use, Arbitration Provision, and E-SIGN Consent. ___________________________________________________________________________________________________________________________________________________________ Kind Regards, Dale Raimann, Member Dale’s Solo Investors Podcast LLC 117 South Lexington Street STE 100 Harrisonville, MO 64701 (913) 717-7029 dale@soloinvestorspodcast.com